Scientific Progress in Optical and Infrared Interferometric Imaging

Report prepared July 1990

1. Overview of Techniques

High resolution astronomical imaging from ground-based telescopes has long been known to be severely complicated by the effects of atmospheric turbulence on the wavefront of the incoming radiation. To first order, the turbulent layers introduce random phase shifts into the phase part of the electric field. This process can be viewed analytically as a multiplication of the field by a complex transfer function, with unit modulus, and a phase which varies randomly in time and position over the aperture of the telescope. The detection process involves the optical Fourier transform of the telescope, with its own transfer function, and the final image then appears at high resolution to be made up of the familiar speckle pattern, varying on time scales of ~10 ms. Because of the effective overlap of Fourier components as they are formed in the image plane of the telescope (due to the redundancy of baselines in a filled-aperture telescope) even the Fourier amplitude of the object structure function is degraded.

Amplitude Recovery. The problem of amplitude distortion was found by Labeyrie (1970) to be solved by calibration of the amplitudes by those of a point source. The point source (an unresolved star) produced a measure of the speckle transfer function of the atmosphere which then allowed deconvolution of the transfer function from the amplitudes of the object of interest. Thus speckle interferometry (SI) was developed, where the filled-aperture optical telescope was viewed as a continuous interferometer arrayed with ~10 cm subaperatures, corresponding to the coherence size of the atmosphere; and sequences of ~10 ms snapshots were used to `freeze-frame' the atmospheric turbulence pattern. Although successful in recovering diffraction-limited structure information from ground-based optical and infrared observations, SI does not directly produce images, because the phase recovery problem is not solved by simple deconvolution.

Solution to the Phase Problem. The groundwork for solving the phase recovery problem was laid by the first measurements of closure phase at optical wavelengths, using discrete element optical interferometers formed by pupil masks over the apertures of 4-5 m class optical telescopes. This work was done by the Cambridge and Caltech groups in the mid-to-late-1980s (Baldwin et al. 1986; Readhead et al. 1988). Closure phase measurements rely on the principle that stochastic phase errors associated with the individual elements (antennas or subapertures) in an interferometer will cancel if the phase is summed around a closed loop of interferometer baselines (the simplest being a triangle). Thus the source structure phase may be recovered (via a set of linear combinations) by constructing a set of such "closure triangles" from the baselines of the array, even when the raw visibility data appears to have entirely corrupted phase values. Although it was noted in the late sixties by Rogstad (1968) that this principle could be applied to optical wavelengths as well as the radio wavelengths where it was first used, it was not until much later that experiments to directly verify this were made.

In the late 1970s and early 1980s, G. Weigelt and his collaborators developed an independent approach to the use of closure phase in optical astronomy, without realizing that closure phase was the active principle involved. Through the use of third moments of the Fourier transform of SI snapshot frames, they were able to recover the structure phase for number of different objects up to the diffraction limit (~ 0.1") of the 1-1.5 m class telescopes they were using (Weigelt and Wirnitzer 1983; Lohmann et al 1983; Hofmann and Weigelt 1986).

Bispectral Analysis. The phase recovery part of this technique of complete imaging in SI was termed bispectral analysis by analogy to the much simpler techniques of Fourier spectral analysis. The complex bispectrum function used in this analysis was later shown to contain the exact optical equivalent of radio closure phase in its phase (Roddier 1986; Cornwell 1987). Thus the apparently dissimilar efforts to achieve ground-based diffraction-limited optical imaging with both filled aperture telescopes and discrete element interferometers are unified in their exploitation of the closure phase principle to solve the phase corruption problem.

2. Scientific Objectives

The scientific objectives of applying interferometric techniques to filled-aperture telescopes at optical and infrared wavelengths are based on the desire for complete structure information in astronomical images, up to the diffraction limit of the telescope. The two techniques that appear the most promising at present are: direct solutions to the phase recovery problem, combined with speckle interferometry; and active optics systems, which attempt to correct the phase distortion of the wavefront before detection. We are involved only with the first technique here; in section 3.2 we outline briefly what we see as the future relationship between the two.

Although the Hubble Space Telescope (HST) will provide high resolution images that are unaffected by the atmospheric limitations of ground-based telescopes, the optical resolution of ground-based telescopes such as the Keck 10 m will still be significantly higher for brighter objects where interferometric imaging can be utilized. The HST also does not observe in the infrared, where significant work has now just begun using the new array detectors. The K band (2.2 1m) is particularly interesting for speckle imaging, since the atmospheric degradation is much less severe than in the optical, but still requires speckle techniques. Thus ground-based observations in both optical and infrared can make significant contributions in a number of areas:

There is then clear scientific justification for such programs; in the following section we present some of the details of why they are interesting from the standpoint of computational astronomy.

3. Computational Aspects of Bispectral Imaging

Because the bispectrum function is a quantity which is third order in the Fourier transform of the intensity, and thus sixth order in the electric field of the source, it is extremely demanding of computational resources. The efforts we report here actually led recently to the first functioning code (Gorham 1988; Gorham et al 1989) which could utilize all of the available parameter space afforded in the bispectrum for typical astronomical data. This has led to significant improvements in the signal-to-noise ratio of recovered images at infrared wavelengths (Ghez et al 1990). Previous efforts concentrated on using very limited portions of the available closure phase information because of the computational demands. However it has been our intent at Caltech to achieve image recovery which pushes the limits of ground-based instruments, and to this end we wished to achieve the full imaging resolution of the Palomar 200 inch telescope, ~ 30 mas at 630 nm (our typical optical observation wavelength), or ~100 mas at 2.2 microns in the infrared. The availability of a concurrent supercomputer (the NCUBE) at Caltech has been essential to the development of these imaging techniques, because of the freedom it has provided from computational constraints that have previously hindered these developments.

Computational Load. To illustrate the computational load demanded by bispectral analysis, we describe some of the parameters of our optical and infrared analysis. The bispectrum function may be expressed as

                     B(u,v) = J(u)J(v)J(-u-v)                              (1)
where u and v are vector positions in the Fourier plane, corresponding to an interferometer baseline, and 1 is the complex value of the image Fourier transform at 1. For a typical optical speckle snapshot, the ~1 arcsec seeing disk size together with the requirement for Nyquist sampling of the diffraction-limited spatial frequencies implies that at least ~60 pixels are needed across the image for the 200 inch telescope at 630 nm, and ~20 pixels at 2.2 microns. In practice, the field of view must be about twice as large as the largest structure being imaged, to avoid the problem of edge structure "folding back" into the image. Sampling at frequencies well above the Nyquist limit is also recommended to avoid attenuating the higher frequencies. We have typically used at least 128**2 pixels for the optical and 64**2 in the infrared. Thus J(u) has an equal number of complex values, and combinatorics on equation (1) shows that the bispectrum of an M**2 pixel image has a 4-dimensional volume bounded by
                     (4)      
                    VB   <=  (M**2 (M**2 - 1)) / 2!                        (2)
Taking into account the symmetry properties of the bispectrum, requirements that the bispectrum values correspond to a physical closure triangle in the telescope aperture, and possible oversampling, the actual number of bispectrum values used in computation can be reduced to
                        (4)
                     VB'     ~ M'**4 / 40                                 (3)
where M' = M/s and s is the oversampling factor (Gorham et al 1989).

For our optical and infrared Palomar data, the resulting complete bispectra had typically 10**5 to 10**6 values, each requiring ~ 50 floating-point operations to calculate. Accumulation of the bispectrum for a set of speckle frames required storage of the complex bispectrum values (8 bytes per value), the u,v coordinates (4 bytes per value), and the variances of the real and imaginary parts of the bispectrum (8 bytes per value). A data set could contain as many as 10**6 frames in the optical and 5 x 10**4 in the infrared, and the bispectrum and its variance is calculated and accumulated for the Fourier transform of each frame. Thus in an extreme case, 1 flop could be required, along with storage of 20 Mbyte. Memory is thus typically not a problem at present, but for the largest data sets, even the NCUBE (running at about 50 Mflops for our bispectrum code) requires days for complete data reduction. Because of this, our efforts in exploring the entire bispectrum have concentrated on infrared data, where the problem is more tractable.

4. Results

Closure-Phase Imaging. The program in optical and infrared speckle imaging and aperture mask interferometry has been completely successful to date. We have achieved our goals of diffraction-limited imaging in each of the attempted areas: optical non-redundant mask interferometry (Nakajima et al 1989); optical speckle imaging (Gorham et al 1989); infrared non-redundant mask interferometry (Weir et al 1990); and infrared speckle imaging (Ghez et al. 1990). Figures 1 - 2 show a sample of results from the optical speckle imaging work (from Gorham et al 1989): Figs. 1(a),(b), and Fig. 2(a) are diffraction-limited reconstructions of a number of binary stars from optical data, showing signal-to-noise ratios comparable to those of snapshot VLA radio synthesis images. In Fig. 2(b) we show the first (to our knowledge) reconstruction of an optical diffraction-limited image from closure phase information only, using the same data which gave the reconstruction in Fig. 2(a). Although the dynamic range is much lower than in Fig. 2(a), the structure information is clearly present in the closure phase data alone.

Similar diffraction-limited reconstructions are now being achieved with our infrared data (Ghez et al. 1990). In Figure 3 we show two examples of such reconstructions for binary stars. In Fig. 3(a) we show a 2.2 micron recovered image of the unusual system T Tauri, which contains the prototype of the pre-main-sequence stellar class which bears its name, along with the infrared companion shown. This system also has a reported optical companion (Nisenson et al. 1985) which is distinct from the other two components. Fig. 3(b) shows a previously unresolved system, HR 8028, which has a companion unseen in optical speckle work. The dynamic range of both of these images is ~50:1, giving a contrast of more than 4 mag.

The work to date can be characterized as primarily developmental since the yield in scientific results has been somewhat secondary to the work on understanding the technique and optimizing the algorithms. This emphasis has however been a fruitful one: we feel that our present algorithms for speckle imaging are state-of-the-art, and the time allocation committee for the 200 inch telescope has reinforced this belief by granting nearly all of the requested observation time (20 nights) for infrared and optical speckle imaging for 1990.

Improved Amplitude Recovery Techniques for Speckle Interferometry. In addition to development of new algorithms for phase recovery in SI data, a spinoff occurred from our SI work which has led to a significant improvement in the techniques for accurate diffraction-limited amplitude recovery, even at surprisingly low signal-to-noise ratios in the raw data. Because much of the optical speckle observations made with the 200 inch telescope in our observing program were in what is known as the photon-limited regime, where the number of detected photons per speckle falls below unity, we found that existing techniques of amplitude calibration were inadequate to achieve the diffraction-limit of the 200 inch. The solution was found through a novel adaptation of the CLEAN algorithm, commonly used in radio synthesis mapping, to deconvolve the noisy speckle data (Gorham et al 1990). The algorithm is found to be very robust, because CLEAN effectively interpolates over the regions of low signal-to-noise in the Fourier plane in much the same way that it interpolates over the unmeasured visibility regions in the sparsely sampled regions of aperture synthesis visibility data.

Figure 4 shows a typical result using this algorithm. Fig. 4(a) shows the raw power spectrum, with the diffraction-limited information appearing only sparsely at the high spatial frequencies due to the low signal-to-noise. In Fig. 4(b) the result of the application of our algorithm is shown as an autocorrelation function of the binary system (a Fourier transform of the reconstructed power spectrum), showing that the diffraction-limited information has been recovered. Standard techniques of SI are completely unable to deal with data like this. The availability of the NCUBE in this case allowed us to quickly explore the parameter space necessary to optimize this technique.

5. References

Anderson, S. B., Gorham, P. W., Kulkarni, S. R., Prince, T. A. and Wolszczan, A., 1989a. I. A. U. Circ. 4762.

Anderson, S. B., Gorham, P. W., Kulkarni, S. R., Prince, T. A. and Wolszczan, A., 1989b. I. A. U. Circ. 4772.

Anderson, S. B., Kulkarni, S. R., Prince, T. A. and Wolszczan, A., 1989c. I. A. U. Circ. 4819,

Anderson, S. B., Kulkarni, S. R., Prince, T. A. and Wolszczan, A., 1989d. I. A. U. Circ. 4853,

Anderson, S. B., Gorham, P. W., Kulkarni, S. R., Prince, T. A., and Wolszczan, A., 1990a. Nature, in press.

Anderson, S. B., Kulkarni, S. R., Prince, T. A. and Wolszczan, A., 1990b. I. A. U. Circ. 5013,

Baldwin, J.. E., Haniff, C. A., Mackay, C. D., and Warner, P. J., 1986, Nature, 320, 595.

Cornwell, T. J., 1987. Astron. and Astrophys., 180, 269.

Davis, M. M., Taylor, J. H., Weisberg, J. M., and Backer, D. C., 1985. Nat ure, 315, 547.

Ghez, A. M. , Gorham, P. W., Haniff, C. A., Kulkarni, S. R., Matthews, K., N eugebauer, G., and Weir, N., 1990. Proceedings of the SPIE Conference on Astr onomical Telescopes and Instrumentation for the 21st Century, in press.

Gorham, P. W., Ghez, A. M., Kulkarni, S. R., Nakajima, T., Neugebauer, G., Ok e, J. B., and Prince, T. A., 1989. Astron. Journ., 98, 1783.

Gorham, P. W., Ghez, A. M., Haniff, C. A., and Prince, T. A., Astron. Jou rn., scheduled for July 1990.

Gorham, P., Prince, T., and Anderson, S., 1988. Proc. 3rd Conf. on Hypercube Concurrent Computers and Applications, 2, 957.

Gorham, P. W., 1988, Proceedings of the Joint ESO/NOAO Conference on High Resolution Interferometric Imaging in Astronomy, (Garching: European Southern Observatory), pp 191.

Gorham, P. W., Ap. J., scheduled for November 1990.

Hofmann, K. H., and Weigelt, G., 1986. Astron. and Astrophys., 167, L15.

Kassim, N., 1988. Ap. J. (Letters),328, L55.

Labeyrie, A., 1970. Astron. Astrophys. 6, 85.

Lohmann, A. W., Weigelt, G., and Wirnitzer, B., 1983. Appl. Optics, 22, 4028.

Nakajima, T., 1988. J. Opt. Soc. Am., 5, 1477.

Nakajima, T., Kulkarni, S. R., Gorham, P. W., Ghez, A. M., Neugebauer, G., Ok e, J., B., Prince, T. A., and Readhead, A., C., S., 1989. Astron. Journ., 97, 1510.

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Readhead, A. C. S., Nakajima, T., Pearson, T. J., Neugebauer, G., Oke, J. B., and Sargent, W. L. W., 1988, Astron. Journ, 95, 1278.

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Weir, N., Ghez, A. M. , Gorham, P. W., Haniff, C. A., Kulkarni, S. R., Matth ews, K., and Neugebauer, G., 1990. Proceedings of the SPIE Conference on Astr onomical Telescopes and Instrumentation for the 21st Century, in press.

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6. Publications by the Caltech Computational Astronomy group:

Closure Phase Imaging and Speckle Interferometry in Optical and Infrared Astronomy

[1] Computational Study of Bispectral Analysis:
"Computational Aspects of Bispectral Analysis in Interferometric Imaging," Gorham, P. W., 1988, Proceedings of the Joint ESO/NOAO Conference on High Resolution Interferometric Imaging in Astronomy, (Garching: European Southern Observatory), pp 191.

[2] Application of closure phase imaging to optical diffraction-limited imaging with an aperture mask on the 200 inch telescope:
"Diffraction-limited Imaging. II. Optical Aperture Synthesis Imaging of Two Binary Stars," Nakajima, T., Kulkarni, S. R., Gorham, P. W., Ghez, A. M., Neugebauer, G., Oke, J., B., Prince, T. A., and Readhead, A., C., S., 1989, Astron. Journ., 97, 1510.

[3] Application of closure phase imaging to optical diffraction-limited imaging with the filled aperture of the 200 inch telescope:
"Diffraction-limited Imaging. III. 30 mas Closure Phase Imaging of Six Binary Stars with the Hale 5 m Telescope," Gorham, P. W., Ghez, A. M., Kulkarni, S. R., Nakajima, T., Neugebauer, G., Oke, J. B., and Prince, T. A., 1989, Astron. Journ., 98, 1783.

[4] New techniques for high-fidelity amplitude recovery in speckle interferometry:
"Recovery of Diffraction-limited Object Autocorrelations from Astronomical Speckle Interferograms Using the CLEAN Algorithm," Gorham, P. W., Ghez, A. M., Haniff, C. A., and Prince, T. A., 1990, Astron. Journ., 100, 294.

[5] Diffraction-limited closure phase imaging using two dimensional arrays at infrared wavelengths:
"Infrared Speckle Imaging at Palomar," Ghez, A. M. , Gorham, P. W., Haniff, C. A., Kulkarni, S. R., Matthews, K., Neugebauer, G., and Weir, N., 1990, Proceedings of the SPIE Conference on Astronomical Telescopes and Instrumentation for the 21st Century, in press.
"Infrared Non-Redundant Mask Imaging at Palomar," Weir, N., Ghez, A. M. , Gorham, P. W., Haniff, C. A., Kulkarni, S. R., Matthews, K., and Neugebauer, G., 1990, Proceedings of the SPIE Conference on Astronomical Telescopes and Instrumentation for the 21st Century, in press.

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